-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzqQFQ3pVVj3L8r46nwnxZfnWazfw6HzVrQbvGve5zk4V7lf1znfcQBl2w/3jfRe W8X4bVrvI5VwG12VPuzVjA== 0001005477-99-000711.txt : 19990217 0001005477-99-000711.hdr.sgml : 19990217 ACCESSION NUMBER: 0001005477-99-000711 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: ANN H. LAMONT GROUP MEMBERS: BANDEL L. CARANO GROUP MEMBERS: EDWARD F. GLASSMEYER GROUP MEMBERS: EILEEN M. MORE GROUP MEMBERS: FREDRICK W. HARMAN GROUP MEMBERS: GERALD R. GALLAGHER GROUP MEMBERS: OAK ASSOCIATES VI, LLC GROUP MEMBERS: OAK INVESTMENT PARTNERS VI, LIMITED PARTNERSHIP GROUP MEMBERS: OAK MANAGEMENT CORP GROUP MEMBERS: OAK MANAGEMENT CORPORATION GROUP MEMBERS: OAK VI AFFILIATES FUND, LIMITED PARTNERSHIP GROUP MEMBERS: OAK VI AFFILIATES, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: P F CHANGS CHINA BISTRO INC CENTRAL INDEX KEY: 0001039889 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 860815086 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54977 FILM NUMBER: 99542764 BUSINESS ADDRESS: STREET 1: 5090 N 40TH ST STE 160 CITY: PHOENIX STATE: AZ ZIP: 85018 MAIL ADDRESS: STREET 1: 5090 N. 40TH ST STREET 2: SUITE 160 CITY: PHOENIX STATE: AZ ZIP: 85018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OAK MANAGEMENT CORP CENTRAL INDEX KEY: 0001030818 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268346 MAIL ADDRESS: STREET 1: ONE GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _)* P.F. Chang's China Bistro, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock Par Value $0.001 - -------------------------------------------------------------------------------- (Title of Class of Securities) 69333Y108 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1 (b) |_| Rule 13d-1 (c) |X| Rule 13d-1 (d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 69333Y108 13G Page 2 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Oak Investment Partners VI, Limited Partnership 06-1412578 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,052,079 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,052,079 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,052,079 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 10.9% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). PN - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 3 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Oak Associates VI, LLC 06-1412579 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,052,079 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,052,079 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,052,079 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 10.9% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). OO-LLC - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 4 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Oak VI Affiliates Fund, Limited Partnership 06-1414970 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 24,548 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 24,548 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 24,548 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 0.26% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). PN - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 5 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Oak VI Affiliates, LLC 06-1414968 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 24,548 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 24,548 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 24,548 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 0.26% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). OO-LLC - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 6 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Oak Management Corporation 06-0990851 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,076,627 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 11.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). CO - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 7 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Bandel L. Carano - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. United States - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,076,627 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 11.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IN - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 8 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Gerald R. Gallagher - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. United States - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,076,627 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 11.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IN - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 9 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Edward F. Glassmeyer - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. United States - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,076,627 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 11.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IN - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 10 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Fredric W. Harman - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. United States - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,076,627 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 11.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IN - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 11 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Ann H. Lamont - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. United States - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,076,627 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 11.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IN - -------------------------------------------------------------------------------- CUSIP No. 69333Y108 13G Page 12 of 18 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Eileen M. More - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. United States - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Not applicable (6) Shared voting power: 1,076,627 Shares of Common Stock (7) Sole dispositive power: Not applicable (8) Shared dispositive power: 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 1,076,627 Shares of Common Stock - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 11.2% - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IN - -------------------------------------------------------------------------------- Page 13 of 18 pages Schedule 13G Common Stock, Par Value $0.001 CUSIP No. 69333Y108 Item 1(a) Name of Issuer: P.F. Chang's China Bistro, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 5090 North 40th Street, Suite 160 Phoenix, Arizona 85018 Item 2(a) Name of Person filing: Oak Investment Partners VI, Limited Partnership Oak Associates VI, LLC Oak VI Affiliates Fund, Limited Partnership Oak VI Affiliates, LLC Oak Management Corporation Bandel L. Carano Gerald R. Gallagher Edward F. Glassmeyer Fredric W. Harman Ann H. Lamont Eileen M. More Item 2(b) Address of Principal Business Office or, if none, Residence: c/o Oak Management Corporation One Gorham Island Westport, CT 06880 Item 2(c) Citizenship: Please refer to Item 4 on each cover sheet for each filing person Item 2(d) Title of Class of Securities: Common stock, $0.001 par value Item 2(e) CUSIP Number: 69333Y108 Item 3 Not Applicable. Item 4 Ownership. The approximate percentages of shares of Common Stock reported as beneficially owned by the Reporting Entities are based upon 9,583,218 shares outstanding as of December 4, 1998 as reported in the Issuer's Prospectus. Please see Items 5, 6, 7, 8, 9 and 11 for each cover sheet for each filing entity. Item 5 Ownership of Five Percent or Less of a Class. Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8 Identification and Classification of Members of the Group. Not applicable Item 9 Notice of Dissolution of Group. Not applicable Item 10 Certification. Not applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated February 16, 1999 Oak Investment Partners VI Limited Partnership By: Oak Associates VI, LLC, As General Partner By: /s/ Eileen M. More ------------------------------ Managing Member Oak Associates VI, LLC By: /s/ Eileen M. More ------------------------------ Managing Member Oak VI Affiliates Fund, Limited Partnership By: Oak VI Affiliates, As General Partner By: /s/ Eileen M. More ------------------------------ General Partner Oak VI Affiliates By: /s/ Eileen M. More ------------------------------ General Partner OAK MANAGEMENT CORPORATION By: /s/ Edward F. Glassmeyer ------------------------------ Name: Edward F. Glassmeyer Title: President /s/ Bandel L. Carano ------------------------------ Bandel L. Carano /s/ Fredric W. Harman ------------------------------ Fredric W. Harman /s/ Gerald R. Gallagher ------------------------------ Gerald R. Gallagher /s/ Edward F. Glassmeyer ------------------------------ Edward F. Glassmeyer /s/ Ann H. Lamont ------------------------------ Ann H. Lamont /s/ Eileen M. More ------------------------------ Eileen M. More INDEX TO EXHIBITS Page ---- EXHIBIT A Agreement of Reporting Persons 17 Exhibit A Each of the undersigned hereby agrees that the Schedule 13G filed on the date hereof with respect to the shares of Common Stock of P.F. Chang's China Bistro, Inc. has been filed on behalf of the undersigned. Signature: Dated February 16, 1999 Oak Investment Partners VI Limited Partnership By: Oak Oak Associates VI, LLC As General Partner By: /s/ Eileen M. More ------------------------------ General Partner Oak Associates VI, LLC By: /s/ Eileen M. More ------------------------------ Manager Member Oak VI Affiliates Fund, Limited Partnership By: Oak VI Affiliates, As General Partner By: /s/ Eileen M. More ------------------------------ General Partner Oak VI Affiliates By: /s/ Eileen M. More ------------------------------ General Partner OAK MANAGEMENT CORPORATION By: /s/Edward F. Glassmeyer ------------------------------ Name: Edward F. Glassmeyer Title: President /s/ Bandel L. Carano ------------------------------ Bandel L. Carano /s/ Fredric W. Harman ------------------------------ Fredric W. Harman /s/ Gerald R. Gallagher ------------------------------ Gerald R. Gallagher /s/ Edward F. Glassmeyer ------------------------------ Edward F. Glassmeyer /s/ Ann H. Lamont ------------------------------ Ann H. Lamont /s/ Eileen M. More ------------------------------ Eileen M. More -----END PRIVACY-ENHANCED MESSAGE-----